Beech Hill Securities bridges the divide between foreign registered broker–dealers and U.S. major institutional investors by providing select broker-dealer chaperoning services under SEC Rule 15a-6 of the Securities Exchange Act of 1934. We offer deep experience in providing even the most sophisticated foreign broker-dealers with direct U.S. major institutional investor access through Rule 15a-6 arrangements. Our long standing expertise in this area attracts top non U.S. brokerage firms seeking a U.S. partner with operational depth and efficiency, as well as a deep understanding of the finer nuances of the relationship and services. We help guide you completely through establishment of the regulatory relationship, coordination of operational integration aspects, and implementation of chaperoning research deployment and transaction coordination.

With this exception, foreign firms are allowed to discuss securities with certain institutional U.S. investors without registering themselves as a U.S. broker-dealer. Instead, they can work closely with a “chaperone”.

With over 10 years of chaperoning experience, the Beech Hill team is dedicated to providing each client with a tailored experience that is unique to their particular needs. Our proven track record shows that we are able to provide the necessary support to operate successfully within the U.S. markets.